RiaOne Privacy Statement

RiaOne Privacy Statement

General Information

RiaOne Company respects the privacy of our customers, business partners, employees and job applicants, and other visitors to our websites who may choose to provide personal information. We recognize the need for appropriate protections and management of personal information that you provide to us. This Privacy Statement will assist you to understand what types of information we may collect, how that information may be used, and with whom the information may be shared.

Scope

This Privacy Statement applies to the whole RiaOne.com web site.

What personal information does RiaOne Company collect?

Personal Information is information that can be used to identify or contact a specific individual, such as a name, address, telephone number or email address. RiaOne Company may collect certain personal information from customers, business partners, employees and candidates for employment. RiaOne Company does not collect personal information when you visit the RiaOne.com web site unless you choose to provide such personal information.

Customers and Partners: On the RiaOne.com web site you can order products or services, register products, request information, subscribe to marketing or support materials, register to a secure extranet site to obtain access to product information, support, services and training, or apply for jobs at RiaOne Company. The types of personal information you provide to us on these pages may include name, address, phone number, e-mail address, user IDs and passwords, billing and transaction information, credit card or other financial information, and contact preferences.

Employees and Applicants: RiaOne Company also collects personal information of its employees and applicants (human resources data) in connection with administration of its Human Resources programs and functions. These programs and functions include job applications and hiring programs, compensation and benefit programs, performance appraisals, training, business travel, expense and tuition reimbursement, identification cards, access to RiaOne Company facilities and computer networks, employee profiles, internal employee directories, Human Resource recordkeeping, and other employment related purposes.

How does RiaOne Company use personal information?

RiaOne Company will use personal information to provide customers and business partners with information and services and to help us better understand your needs and interests. Specifically, we use your information to help you complete a transaction or order, to communicate with you, to deliver products/services to you, to bill you for products/services you purchased, and to provide ongoing service and support. Occasionally we may use your information to contact you to complete surveys that we use for marketing and quality assurance purposes. Personal information collected online may be combined with information you provide to RiaOne Company through other sources such as trade shows or seminars.

RiaOne Company may share your personal information with third parties in responding to your requests for products or services or product evaluations. Also, we may on occasion allow selected partners to send you special offers in blind mailings. Generally, you will be given the opportunity to opt out of having your personal information shared with these third parties. However, if you request information on any of our products/services, RiaOne Company may provide your information to third party distributors and resellers who may subsequently contact you directly to purchase such products/services. In these instances, you will not have the opportunity to opt out of having your information shared with these third party distributors and resellers.

Some of RiaOne Company's websites make on-line newsgroups, chat forums and blogs available to our users. Any information that is disclosed in these forums becomes public information and you should exercise caution when deciding to disclose your personal information. RiaOne Company may, from time to time, send email regarding our products and services to users who have posted to our newsgroups. Each participant's opinion expressed in a newsgroup is his or her own and should not be considered as reflecting the opinion of RiaOne Company. Some RiaOne Company websites may also provide for "Live Chat" wherein RiaOne Company personnel can monitor the user's areas of interest in the web site and engage in instant messaging with the user to provide additional information or answer any questions.

To the extent that RiaOne Company uses personal information to email you about our product and services, RiaOne Company's email practices are in compliance with the U.S. and E.U. SPAM laws. Information about the U.S. and E.U. SPAM laws can be found at http://www.spamlaws.com/.

RiaOne Company also uses personal information to identify and consider candidates for employment opportunities within RiaOne Company. RiaOne Company uses personal information about its employees in connection with the administration of its Human Resources programs and functions and for the purpose of communicating with its employees.

Except as provided in this Statement, RiaOne Company does not use your personal information for a purpose other than the stated purpose for which such information is collected.

Personal information given to RiaOne Company may be transferred within RiaOne Company across state and country borders for efficient data consolidation, storage and simplified information management.

With whom does RiaOne Company share personal information?

RiaOne Company contracts with third party service providers and suppliers to deliver complete products, services and customer solutions. RiaOne Company may share personal information with its service providers and suppliers for the sole purpose and only to the extent needed to support the customers' business needs. Service providers and suppliers are required to keep confidential the personal information received from RiaOne Company and may not use it for any purpose other than as originally intended.

Human Resources data may be shared with third party vendors for the exclusive purpose of enabling the vendor to provide service and/or support to RiaOne Company in connection with these Human Resource programs and functions. Personal data concerning RiaOne Company employees is not shared with third parties for non-employment related purposes, unless disclosure of such information is reasonably necessary to comply with any applicable law, legal process, or enforceable governmental inquiry.

Third party vendors, service providers and suppliers receiving personal information are expected to apply the same level of privacy protection as contained in this Privacy Statement.

Except as provided above, RiaOne Company will not share personal information with any other third parties without your permission. RiaOne Company will not sell, trade or lease your personal information to others.

Choice and Consent

RiaOne Company does not require that customers, business partners or non-employee visitors to RiaOne Company websites provide RiaOne Company with personal information. The decision to provide personal information is voluntary. If you do not wish to provide the personal information requested, however, you may not be able to proceed with the activity or receive the benefit for which the personal information is being requested. Except as expressly stated otherwise in this Privacy Statement, you may opt out of having RiaOne Company share personal information with third parties as described in this Privacy Statement by notifying RiaOne Company in writing of your desire to do so.

RiaOne Company employees and applicants for employment are required to provide RiaOne Company with personal information as a condition of employment, or applying for employment, with RiaOne Company. This information is used by RiaOne Company and may be shared with third party vendors in connection with RiaOne Company's administration of its Human Resources programs and functions consistent with the terms of this Privacy Statement and applicable law.

Sensitive Information

Sensitive information is defined as personal information specifying medical or health conditions, racial or ethnic origin, political opinions, religious or philosophical beliefs, trade union membership, or information specifying the sex life of the individual.

Except as provided below, RiaOne Company does not request or receive sensitive information from visitors to our web sites. RiaOne Company may receive sensitive information such as medical or health conditions, or race and ethnic data regarding its employees in connection with the administration of its health and welfare benefit plans, or as part of government mandated recordkeeping requirements. Such information will not be shared with third parties without the employee's affirmative approval or as permitted by applicable law. In addition, sensitive information that has not been made public by an affected employee will not be used for a purpose other than its original purpose without the employee's approval unless reasonably necessary for RiaOne Company to meet a legal obligation or to establish a legal claim or defense. Further, RiaOne Company will treat as sensitive any information received from a third party where the third party treats and identifies the information as sensitive.

Access to and accuracy of your information

RiaOne Company strives to keep your personal information accurate. We have implemented technology, management processes and policies to maintain data integrity. We will provide you with access to your information, including making reasonable effort to provide you with online access and the opportunity to change your information. To protect your privacy and security, we will also take reasonable steps to verify your identity before granting access to your data.

RiaOne Company will not process personal information in a way that is incompatible with the purposes for which it has been collected or subsequently authorized by the individual, as required by applicable law.

Security of Personal Information

RiaOne Company is committed to taking reasonable efforts to secure the personal data you choose to provide us. To protect the privacy of any personal information you may have provided, RiaOne Company employs industry-standard controls including physical and logical access controls, Internet firewalls, intrusion detection, anti-virus protection, and network monitoring. In addition, access to sensitive data as defined in this Statement is limited to those individuals and agents having a need to know.

Other Information/Logging and Cookies

RiaOne Company collects and/or logs Internet Protocol addresses, Internet domain names, the web browser and operating system used to access the RiaOne.com web site, the files visited, the time spent in each file, and the time and date of each visit.

RiaOne Company also uses cookies on some of its web sites. Cookies are identifiers that can be sent from a web site via your browser to be placed on your computers hard drive. Thereafter when you visit a web site, a message is sent back to the web server by the browser accessing the web site. You may elect not to accept cookies by changing the designated settings on your web browser. However, not utilizing cookies may prevent you from using certain functions and features of web sites. The information collected from the use of cookies is used and analyzed to improve RiaOne.com web sites.

You can set your browser to notify you when you are sent a cookie, giving you the chance to decide whether or not to accept it. The information we collect and analyze is used to improve our service to you and personalize your web-browsing experience.

Websites maintained by RiaOne Company subsidiaries or divisions may similar tracking tools for similar internal business purposes only that do not offer this opt-out functionality.

Links to Non-RiaOne Company Web Sites and Third Parties

The RiaOne.com web site may provide links to third-party web sites for your convenience and information. If you access those links, you will leave the RiaOne.com web site. RiaOne Company does not control those sites or their privacy practices, which may differ from RiaOne Company's. We do not endorse or make any representations about third party web sites. The personal data you choose to give to unrelated third parties is not covered by the RiaOne Company Privacy Statement. We encourage you to review the privacy policy of any company before submitting your personal information. Some third party companies may choose to share their personal data with RiaOne Company; that sharing is governed by that third party company's privacy policy.

Verification

RiaOne Company will engage in periodic self-assessment to verify that it continues to be in compliance with this Privacy Statement.

Contact Information

If you have any questions regarding this Privacy Statement or believe that the privacy of your personal information has not been respected, contact RiaOne Company at this link.

Dispute Resolution

If an employee living in an E.U. member country has a complaint regarding the transfer of human resources data to the U.S., RiaOne Company agrees to cooperate with the appropriate European data protection authority for handling such complaints. RiaOne Company agrees to handle all other disputes involving the transfer of personal data from the EU to the U.S. in accordance with the JAMS dispute resolution procedures applicable to international disputes, which are available for review at www.jamsadr.com.

Except as provided above, dispute resolution for all other individuals shall be in accordance with applicable law.

Changes to this Statement

RiaOne Company will review and update this Statement periodically, and will note the date of its most recent revision.

More Legal information